Cheng, Derek Chi-tak 鄭志得
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUA NAN SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-13 | |
| 2 | HUA NAN SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-05-13 | |
| 3 | HUA NAN SECURITIES (HK) LIMITED | Rep | Asset management | 2003-05-13 | |
| 4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-01-07 | 2015-02-16 |
| 5 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-09 | 2005-08-17 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-17 | 2015-02-16 |
| 7 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-05-13 | |
| 8 | China Reserve Securities Limited | Rep | Dealing in securities | 2003-05-20 | 2004-05-13 |
| 9 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-20 | 2005-08-17 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-17 | 2015-02-16 |
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