Chiu, Yu 趙瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-23 | |
2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-23 | |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-01-21 | 2016-06-15 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-21 | 2016-06-15 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-10-14 | 2013-07-20 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-09 | 2013-07-20 |
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