Chow, Kin Pang 周健鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2004-01-12 | |
| 3 | BOCI SECURITIES LIMITED | Rep | Asset management | 2004-01-12 | |
| 4 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | |
| 5 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Asset management | 2004-01-13 | |
| 6 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-20 | |
| 7 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-20 | |
| 8 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-02-20 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-02-23 | 2008-11-16 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-23 | 2008-11-16 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-08-25 | 2013-06-01 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-25 | 2013-06-01 |
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