Chu, Siu Mung 朱小夢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central Universe Futures Limited | RO | Advising on futures contracts | 2013-10-28 | 2016-01-18 | RO | Dealing in futures contracts | 2013-10-28 | 2016-01-18 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-05-18 | 2013-10-09 | Rep | Leveraged foreign exchange trading | 2006-05-18 | 2013-10-09 | Rep | Advising on futures contracts | 2008-08-14 | 2013-10-09 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-18 | 2013-10-09 |
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