Fung, Yi 馮夷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2019-05-22 | 2019-07-12 | Rep | Asset management | 2019-05-22 | 2019-07-12 | Rep | Dealing in securities | 2019-05-22 | 2019-07-12 |
2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2012-05-23 | 2012-08-07 |
3 | Mighty Divine Investment Management Limited | Rep | Asset management | 2019-07-23 | 2020-02-11 |
4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-08-09 | 2012-02-17 |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-09 | 2012-02-17 |
6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2015-03-30 | 2016-04-23 | Rep | Dealing in securities | 2015-03-30 | 2016-04-23 | Rep | Leveraged foreign exchange trading | 2015-03-30 | 2016-04-23 |
7 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-01-12 | 2021-06-01 | Rep | Asset management | 2021-01-12 | 2021-06-01 | Rep | Dealing in securities | 2021-01-12 | 2021-06-01 |
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