Ho, Yan Lam (SFC:AVJ407) 何欣霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2017-04-03 | 2017-04-25 |
| 2 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2018-07-12 | 2021-05-05 | Rep | Dealing in futures contracts | 2018-07-12 | 2024-03-06 | Rep | Advising on securities | 2018-08-02 | 2024-03-06 | RO | Dealing in securities | 2021-05-05 | 2024-03-06 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-12-16 | 2012-04-26 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-12-16 | 2012-04-26 |
| 5 | Public Securities Limited | Rep | Dealing in securities | 2010-07-05 | 2010-12-11 |
| 6 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-05-05 | 2018-06-24 |
| 7 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-05-05 | 2018-06-24 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-26 | 2016-11-04 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-26 | 2016-11-04 |
| 10 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-11-23 | 2017-03-17 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-23 | 2017-03-17 |
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