Hui, Kwai Ming 許癸明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTAG Financial Limited | RO | Asset management | 2019-03-06 | 2021-01-31 |
| 2 | Invision Asset Management International Limited | Rep | Advising on securities | 2022-10-31 | 2022-11-22 | Rep | Asset management | 2022-10-31 | 2022-11-22 | Rep | Dealing in securities | 2022-10-31 | 2022-11-22 | RO | Advising on securities | 2022-11-22 | 2023-12-19 | RO | Asset management | 2022-11-22 | 2023-12-19 | RO | Dealing in securities | 2022-11-22 | 2023-12-19 |
| 3 | NJ Financial Limited | RO | Asset management | 2023-12-19 | |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-08-18 | 2013-04-29 | Rep | Advising on futures contracts | 2009-05-13 | 2013-04-29 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-14 | 2013-04-29 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-09 | 2014-05-16 | Rep | Dealing in futures contracts | 2016-05-03 | 2018-03-15 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-09 | 2014-05-16 | Rep | Dealing in securities | 2016-05-03 | 2018-03-15 |
| 8 | SCK Securities Limited | RO | Advising on securities | 2018-04-11 | 2021-03-01 | RO | Dealing in securities | 2018-04-11 | 2021-03-01 |
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