Hui, George Kwok Tim 許國添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Cedarlake Global Capital Limited | Rep | Advising on securities | 2020-07-14 | 2020-08-11 | Rep | Asset management | 2020-07-14 | 2020-08-11 | Rep | Dealing in securities | 2020-07-14 | 2020-08-11 | RO | Advising on securities | 2020-08-11 | 2024-10-01 | RO | Asset management | 2020-08-11 | 2024-10-01 | RO | Dealing in securities | 2020-08-11 | 2024-10-01 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | 2016-01-31 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-24 | 2016-01-31 | Rep | Advising on securities | 2009-04-08 | 2016-01-31 |
4 | QMIS Asset Management Limited | Rep | Advising on securities | 2016-03-14 | 2016-03-24 | Rep | Asset management | 2016-03-14 | 2016-03-24 | RO | Advising on securities | 2016-03-24 | 2018-08-11 | RO | Asset management | 2016-03-24 | 2018-08-11 |
5 | QMIS Securities Limited | Rep | Dealing in securities | 2016-03-14 | 2016-03-24 | RO | Dealing in securities | 2016-03-24 | 2018-08-11 |
6 | Sun International Investment Services Limited | Rep | Advising on securities | 2018-08-22 | 2018-10-05 | Rep | Asset management | 2018-08-22 | 2018-10-05 | Rep | Dealing in securities | 2018-08-22 | 2018-10-05 | RO | Advising on securities | 2018-10-05 | 2020-06-19 | RO | Asset management | 2018-10-05 | 2020-06-19 | RO | Dealing in securities | 2018-10-05 | 2020-06-19 |
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