Ip, Joyce Ching Wah 葉青樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2003-08-12 | Rep | Dealing in securities | 2003-09-23 |
2 | GLOBAL CHINA CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2004-01-13 | 2006-04-30 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-29 | 2013-03-03 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-03 | 2013-03-03 |
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