Lai, Wa Hing 賴華興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-03 | 2018-07-31 |
| 2 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-07-03 | 2018-07-31 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-10-27 | 2012-09-01 | Rep | Leveraged foreign exchange trading | 2012-01-26 | 2012-09-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-27 | 2012-09-01 | Rep | Advising on securities | 2011-07-18 | 2012-09-01 |
| 5 | Zhongrong International Asset Management Company Limited | Rep | Asset management | 2023-02-22 | |
| 6 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2018-08-28 | 2021-09-02 | RO | Dealing in futures contracts | 2021-09-02 |
| 7 | Zhongrong International Investment Consulting Company Limited | Rep | Advising on futures contracts | 2021-07-16 | |
| 8 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2018-08-28 | 2021-09-02 | Rep | Advising on securities | 2021-07-16 | RO | Dealing in securities | 2021-09-02 |
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