Lai, Yin King (SFC:AAC182) 黎燕琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GT CAPITAL LIMITED | Rep | Asset management | 2006-07-10 | 2006-08-18 | Rep | Dealing in securities | 2006-09-07 | 2006-09-30 |
| 2 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2006-07-02 | Rep | Asset management | 2006-07-02 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | |
| 5 | Sinofortune Securities Limited | Rep | Dealing in securities | 2006-10-03 | 2007-03-17 |
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