Lam, Wilson Ho Chu 林灝柱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-11-20 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-08-03 | Rep | Leveraged foreign exchange trading | 2006-10-23 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-03 | 2007-10-12 | Rep | Dealing in securities | 2006-08-03 | 2007-10-12 | RO | Advising on securities | 2007-10-12 | RO | Dealing in securities | 2007-10-12 | Rep | Automated trading services | 2014-07-09 | 2017-10-23 | RO | Automated trading services | 2017-10-23 |
| 4 | TISCO SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2005-11-17 | RO | Asset management | 2005-11-17 | RO | Advising on securities | 2006-07-21 | RO | Dealing in securities | 2006-07-21 |
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