Lam, Virginia Man Fong 林文芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2006-05-03 | 2006-05-03 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2006-05-17 | 2016-01-31 | QMIS Asset Management Limited | Rep | 2016-04-26 | 2016-05-03 | QMIS Asset Management Limited | RO | 2016-05-03 | 2018-09-28 | Cedarlake Global Capital Limited | RO | 2019-02-13 |
2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2012-09-12 | 2016-01-31 | QMIS Asset Management Limited | Rep | 2016-04-26 | 2016-05-03 | QMIS Asset Management Limited | RO | 2016-05-03 | 2018-09-28 | Cedarlake Global Capital Limited | RO | 2019-02-13 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-07-29 | 2016-01-31 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-07 | 2016-01-31 | QMIS Securities Limited | Rep | 2016-04-26 | 2016-05-03 | QMIS Securities Limited | RO | 2016-05-03 | 2018-09-28 | Cedarlake Global Capital Limited | RO | 2019-02-13 |
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