Lam, Tin Wai 林天慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-09-12 | 2007-02-12 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-12 | 2007-02-12 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-28 | 2023-05-17 | Rep | Advising on futures contracts | 2009-03-13 | 2010-06-14 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-28 | 2023-05-17 |
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