Lau, Cheung Yan 劉翔殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-09-22 | 2017-10-02 | Rep | Dealing in securities | 2015-09-22 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | Rep | Advising on securities | 2017-10-03 | 2019-06-05 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-22 | Rep | Advising on futures contracts | 2015-09-22 | 2019-06-05 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-08-26 | 2015-09-13 | Rep | Advising on futures contracts | 2005-03-14 | 2015-09-13 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-03 | 2015-09-13 | Rep | Advising on securities | 2009-05-08 | 2015-09-13 |
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