Law, Ka Fun 羅家寬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2005-03-29 | |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | ||
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Asset management | 2003-12-09 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2005-03-29 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | ||
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities |
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