Lee, Fu Wa 李富華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2017-05-23 | 2017-06-14 | Rep | Dealing in securities | 2017-05-23 | 2017-06-14 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-11-23 | 2017-05-17 | Rep | Leveraged foreign exchange trading | 2011-12-23 | 2017-05-17 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-23 | 2017-05-17 |
| 4 | Huaan Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2021-11-17 | RO | Dealing in securities | 2021-11-17 |
| 5 | Huaan Securities (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2021-11-17 | RO | Dealing in futures contracts | 2021-11-17 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-02-23 | 2011-11-09 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-02-23 | 2011-11-09 |
| 8 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-06-28 | 2017-10-04 | Rep | Dealing in securities | 2017-06-28 | 2017-10-04 | RO | Dealing in futures contracts | 2017-10-04 | 2021-05-10 | RO | Dealing in securities | 2017-10-04 | 2021-05-10 |
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