Lee, Ka Lim 李嘉廉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2013-10-07 2014-06-05
2 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on securities 2013-10-07 2014-06-05
Rep Dealing in securities 2013-10-07 2014-06-05
3 LT Finance Management Limited Rep Advising on securities 2013-07-10 2013-09-12
4 LT Securities Limited Rep Dealing in securities 2013-07-10 2013-09-12
5 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2011-05-12 2013-06-24
6 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2011-05-12 2013-06-24
Rep Dealing in securities 2011-05-12 2013-06-24

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