Lee, Ka Lim 李嘉廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2013-06-24 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-05-12 | 2013-06-24 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-12 | 2013-06-24 |
| 4 | LT Finance Management Limited | Rep | Advising on securities | 2013-07-10 | 2013-09-12 |
| 5 | LT Securities Limited | Rep | Dealing in securities | 2013-07-10 | 2013-09-12 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2013-10-07 | 2014-06-05 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-10-07 | 2014-06-05 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-10-07 | 2014-06-05 |
| 9 | SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2022-10-25 | |
| 10 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-10-25 | |
| 11 | Shacom Securities Limited | Rep | Advising on securities | 2022-10-25 | |
| 12 | Shacom Securities Limited | Rep | Dealing in securities | 2022-10-25 |
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