Lee, Sing Wing 李盛榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-02-19 | 2020-02-21 | RO | Dealing in securities | 2020-02-21 | 2021-01-04 |
| 2 | MAINLAND SECURITIES LIMITED | RO | Dealing in securities | 2021-06-18 | |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-09-13 | 2019-11-14 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-29 | 2019-11-14 |
| 5 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-12-13 | 2020-02-13 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2006-06-24 |
| 7 | ZhongHua Finance Asset Management Co., Limited | Rep | Advising on securities | 2020-02-21 | 2020-11-30 | Rep | Asset management | 2020-02-21 | 2020-11-30 |
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