Leung, Kai Chung (SFC:AQR032) 梁啟聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DA International Asset Management Limited | Rep | Asset management | 2018-08-08 | 2018-08-29 | RO | Advising on securities | 2018-08-29 | 2020-10-16 | RO | Asset management | 2018-08-29 | 2020-10-16 |
| 2 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2017-02-03 | 2017-03-30 | Rep | Dealing in securities | 2017-02-03 | 2018-08-05 | RO | Dealing in futures contracts | 2017-03-30 | 2018-08-05 |
| 3 | Hong Kong Huijin Securities Limited | Rep | Advising on securities | 2020-12-04 | 2020-12-07 | Rep | Asset management | 2020-12-04 | 2020-12-07 | Rep | Dealing in futures contracts | 2020-12-04 | 2020-12-07 | RO | Advising on securities | 2020-12-07 | RO | Asset management | 2020-12-07 | RO | Dealing in futures contracts | 2020-12-07 | Rep | Dealing in securities | 2021-03-05 |
| 4 | MG Wealth Management Limited | Rep | Asset management | 2017-05-15 | 2017-08-21 | RO | Asset management | 2017-08-21 | 2018-08-05 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2017-01-28 | Rep | Advising on futures contracts | 2009-05-26 | 2017-01-28 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-17 | 2017-01-28 | Rep | Advising on securities | 2009-02-26 | 2017-01-28 |
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