Leung, Lap Lam 梁立林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2016-03-02 | 2017-09-28 | Rep | Dealing in securities | 2016-03-02 | 2017-09-28 | Rep | Leveraged foreign exchange trading | 2016-03-02 | 2017-09-28 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-09 | 2014-06-16 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-09 | 2014-06-16 | Rep | Leveraged foreign exchange trading | 2012-02-02 | 2014-06-16 |
4 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2011-05-16 | 2011-08-27 |
5 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-16 | 2011-08-27 |
6 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2014-06-24 | 2015-07-16 |
7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-11-02 | Rep | Dealing in securities | 2017-11-02 |
8 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-11-02 | |
9 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-11-02 |
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