Leung, Lap Lam 梁立林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-11-02 | |
| 2 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-16 | 2011-08-27 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-09 | 2014-06-16 |
| 4 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2014-06-24 | 2015-07-16 |
| 5 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2016-03-02 | 2017-09-28 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-11-02 | |
| 7 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2011-05-16 | 2011-08-27 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-09 | 2014-06-16 |
| 9 | Saxo Capital Markets HK Limited | Rep | Dealing in securities | 2016-03-02 | 2017-09-28 |
| 10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-11-02 | |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2012-02-02 | 2014-06-16 |
| 12 | Saxo Capital Markets HK Limited | Rep | Leveraged foreign exchange trading | 2016-03-02 | 2017-09-28 |
| 13 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-11-02 |
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