Leung, Yan Kin 梁恩健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2017-10-10 | 2017-10-17 | Rep | Dealing in securities | 2017-10-10 | 2017-10-17 | RO | Advising on securities | 2017-10-17 | 2019-09-30 | RO | Dealing in securities | 2017-10-17 | 2019-09-30 |
| 2 | Kai Yin Securities Limited | RO | Advising on securities | 2023-06-13 | RO | Dealing in securities | 2023-06-13 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-07-22 | 2017-09-28 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-22 | 2017-09-28 | Rep | Advising on securities | 2009-06-19 | 2017-09-28 |
| 5 | Vico Capital Limited | RO | Dealing in securities | 2020-08-04 | 2023-01-11 | RO | Advising on securities | 2020-08-04 | 2023-01-13 | Rep | Asset management | 2022-08-19 | 2023-01-13 |
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