Lew, Samson Sze Sing 廖思聖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | RO | Advising on securities | 2017-08-22 | 2018-05-24 | RO | Dealing in securities | 2017-08-22 | 2018-05-24 |
| 2 | CN FIRST INTERNATIONAL FUTURES LIMITED | RO | Advising on securities | 2020-09-21 | 2021-10-11 | RO | Dealing in securities | 2020-09-21 | 2021-10-11 |
| 3 | CN First Investment Management Limited | Rep | Asset management | 2021-06-09 | 2021-10-11 |
| 4 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-03-03 | 2004-03-23 |
| 5 | IBTS ASIA (HK) LIMITED | RO | Advising on securities | 2015-06-17 | 2015-09-30 | RO | Dealing in securities | 2015-06-17 | 2015-09-30 |
| 6 | JS SECURITIES LIMITED (HK) | RO | Advising on securities | 2015-10-07 | 2016-06-27 | RO | Dealing in securities | 2015-10-07 | 2016-06-27 |
| 7 | Monmonkey Group Securities Limited | RO | Advising on securities | 2016-11-10 | 2017-05-31 | RO | Dealing in securities | 2016-11-10 | 2017-05-31 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2012-09-21 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-05-13 | 2012-09-21 |
| 10 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2012-10-03 | 2013-08-05 | RO | Dealing in securities | 2013-08-05 | 2014-11-01 |
| 11 | Superfund Financial (Hong Kong) Limited | RO | Advising on securities | 2019-05-20 | 2020-02-15 | RO | Dealing in securities | 2019-05-20 | 2020-02-15 |
| 12 | TFI Securities and Futures Limited | RO | Dealing in securities | 2014-12-16 | 2015-02-01 | RO | Dealing in futures contracts | 2015-01-15 | 2015-02-01 |
| 13 | TUNG YAT SECURITIES LIMITED | Rep | Asset management | 2022-10-21 | Rep | Advising on securities | 2022-10-21 | 2022-11-22 | Rep | Dealing in securities | 2022-10-21 | 2022-11-22 | RO | Advising on securities | 2022-11-22 | RO | Dealing in securities | 2022-11-22 |
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