Li, Chun Yu (SFC:AQA630) 李鎮宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-21 | 2011-04-08 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-11-21 | 2011-04-08 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2012-10-06 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-12 | 2012-10-06 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-17 | 2014-11-08 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-17 | 2014-11-08 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2013-02-04 | 2014-11-08 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-11-19 | 2015-09-17 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-11-19 | 2015-09-17 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2015-10-06 | 2019-10-17 |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-10-06 | 2021-03-10 |
| 12 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-10-06 | 2021-03-10 |
| 13 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-06-21 | |
| 14 | CSC FUTURES (HK) LIMITED | Rep | Dealing in securities | 2021-06-21 | |
| 15 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-12-23 |
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