Li, Chun Yu (SFC:AQA630) 李鎮宇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2007-11-21 2011-04-08
2 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2011-05-12 2012-10-06
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2012-10-17 2014-11-08
4 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2014-11-19 2015-09-17
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-10-06 2021-03-10
6 CSC FUTURES (HK) LIMITED Rep Dealing in futures contracts 2021-06-21
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-11-21 2011-04-08
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2011-05-12 2012-10-06
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2012-10-17 2014-11-08
10 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2014-11-19 2015-09-17
11 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2015-10-06 2021-03-10
12 CSC FUTURES (HK) LIMITED Rep Dealing in securities 2021-06-21
13 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2021-12-23
14 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2013-02-04 2014-11-08
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2015-10-06 2019-10-17

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