Li, Lok Man (SFC:AQE947) 李樂雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-27 | 2008-04-01 | Rep | Dealing in futures contracts | 2008-06-25 | Rep | Advising on futures contracts | 2009-03-10 | Rep | Leveraged foreign exchange trading | 2010-03-04 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-27 | 2008-04-01 | Rep | Dealing in securities | 2008-06-25 | Rep | Advising on securities | 2017-02-09 |
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