Li, Sze Hang 李思行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-01 | 2012-03-27 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2019-08-05 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-22 | 2012-03-27 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 2012-09-26 | 2013-01-31 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 2013-02-25 | 2014-01-14 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 2014-09-26 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-22 | 2012-03-27 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 2012-09-26 | 2013-01-31 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 2013-02-25 | 2014-01-14 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2014-09-26 |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy