Li, Marcus Wang To 李弘圖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2016-05-12 | 2017-10-20 |
| 2 | China Transfer Capital Investment Limited | RO | Dealing in securities | 2018-10-18 | 2022-04-28 |
| 3 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-10-31 | 2017-12-12 | RO | Dealing in securities | 2017-12-12 | 2018-09-28 | RO | Dealing in futures contracts | 2018-05-24 | 2018-09-28 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-05-24 | 2016-04-22 | Rep | Advising on futures contracts | 2011-05-06 | 2016-04-22 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-05-24 | 2016-04-22 | Rep | Advising on securities | 2011-05-06 | 2016-04-22 |
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