Lo, Man Ching (SFC:ATL695) 盧敏禎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-07-27 | 2010-06-05 |
| 2 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-04-03 | |
| 3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-06-04 | 2016-07-08 | Rep | Dealing in securities | 2023-04-03 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-27 | 2010-06-05 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-06-14 | 2012-05-19 | Rep | Leveraged foreign exchange trading | 2011-06-03 | 2012-05-19 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-14 | 2012-05-19 | Rep | Advising on securities | 2011-05-06 | 2012-05-19 |
| 7 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-09-01 | 2023-03-11 | Rep | Advising on futures contracts | 2018-07-18 | 2023-03-11 |
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