Lo, Sai Kit (SFC:AVY257) 羅世杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-09-22 | 2011-07-21 |
| 2 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2010-09-22 | 2011-07-21 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-08-09 | 2023-04-03 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2011-08-09 | 2023-04-03 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-09 | 2023-04-03 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-14 | 2023-04-03 |
| 7 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-04-26 | |
| 8 | SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2023-05-04 |
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