Lo, Sam 羅三

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Manulife Investment Management (Hong Kong) Limited Rep Dealing in securities 2005-04-12 2005-09-16
2 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2005-10-19 2021-09-30
3 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2005-10-17 2021-09-30

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