Lui, Chai Yan 呂濟仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2016-12-23 | 2021-08-05 |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-09-18 | 2015-08-30 | Rep | Leveraged foreign exchange trading | 2012-11-07 | 2015-08-30 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-18 | 2015-08-30 |
4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-09-10 | 2016-12-14 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-14 | 2012-07-01 | Rep | Advising on futures contracts | 2010-04-26 | 2012-07-01 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-14 | 2012-07-01 |
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