Luk, Ping Kwan 陸秉鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-07-28 | 2021-02-07 | Rep | Dealing in securities | 2015-07-28 | 2021-02-07 | Rep | Advising on futures contracts | 2017-01-23 | 2021-02-07 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-11-28 | 2014-12-18 | Rep | Dealing in securities | 2014-11-28 | 2014-12-18 |
3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-08-16 | 2013-05-13 |
4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-08-16 | 2013-05-13 |
5 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in futures contracts | 2021-03-11 | Rep | Dealing in securities | 2021-03-11 | 2023-04-11 | Rep | Advising on securities | 2021-04-19 | 2023-04-11 | Rep | Advising on futures contracts | 2022-06-30 | RO | Advising on securities | 2023-04-11 | RO | Dealing in securities | 2023-04-11 | Rep | Leveraged foreign exchange trading | 2023-06-19 |
6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2011-05-21 | Rep | Advising on futures contracts | 2010-05-27 | 2011-05-21 | Rep | Dealing in futures contracts | 2011-06-23 | 2012-08-09 |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-09 | 2011-05-21 | Rep | Advising on securities | 2010-05-27 | 2011-05-21 | Rep | Dealing in securities | 2011-06-23 | 2012-08-09 |
8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-24 | 2014-11-10 |
9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-24 | 2014-11-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy