Ma, Wai Yan (SFC:AWX834) 馬慧恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-11-09 | 2012-09-05 | Rep | Dealing in securities | 2011-11-09 | 2012-09-05 |
| 2 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-12-12 | 2013-09-02 |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-12-12 | 2013-09-02 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-03-10 | 2011-10-29 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-03-10 | 2011-10-29 | Rep | Advising on securities | 2011-09-19 | 2011-10-29 |
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