Mak, Cheuk Hong 麥卓康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2015-09-11 | 2016-08-08 |
| 2 | China Transfer Capital Investment Limited | Rep | Dealing in securities | 2019-12-03 | 2020-01-06 | RO | Dealing in securities | 2020-01-06 | 2022-04-28 |
| 3 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in securities | 2017-11-15 | 2017-11-23 | Rep | Dealing in futures contracts | 2017-11-15 | 2018-12-25 | RO | Dealing in securities | 2017-11-23 | 2018-12-25 |
| 4 | Differ Financial and Securities Limited | Rep | Dealing in securities | 2018-12-27 | 2019-01-30 | RO | Dealing in securities | 2019-01-30 | 2019-08-07 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-23 | 2017-10-06 | Rep | Dealing in securities | 2016-08-23 | 2017-10-06 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-03-30 | 2012-04-28 | Rep | Advising on futures contracts | 2011-03-31 | 2012-04-28 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-30 | 2012-04-28 |
| 8 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-29 | 2015-09-07 |
| 9 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-04 | 2014-03-31 |
| 10 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-04 | 2015-09-07 | Rep | Dealing in futures contracts | 2013-05-21 | 2015-09-07 |
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