Ni, Alex Kwok Kuen 倪國權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2006-11-22 | 2007-01-03 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | Rep | Advising on futures contracts | 2009-12-18 | Rep | Leveraged foreign exchange trading | 2012-01-26 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-12 | Rep | Dealing in securities | 2007-01-22 |
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