Okada, Toshiyuki 岡田敏行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2011-12-22 | 2021-05-31 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-07-17 | 2021-05-31 | Rep | Leveraged foreign exchange trading | 2006-09-21 | 2021-05-31 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-20 | 2021-05-31 | Rep | Advising on securities | 2008-07-29 | 2021-05-31 |
| 4 | TISCO SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-11-09 | 2006-06-09 |
| 5 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2021-06-18 | 2021-08-16 | Rep | Dealing in futures contracts | 2021-06-18 | 2021-08-16 | Rep | Dealing in securities | 2021-06-18 | 2021-08-16 | RO | Advising on securities | 2021-08-16 | RO | Dealing in futures contracts | 2021-08-16 | RO | Dealing in securities | 2021-08-16 |
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