Shikita, Yoshikazu 敷田義和

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Rep Asset management 2011-12-15
2 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2006-07-28
Rep Leveraged foreign exchange trading 2006-09-21 2007-09-20
3 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2006-07-25
Rep Advising on securities 2008-07-29
4 TISCO SECURITIES HONG KONG LIMITED Rep Dealing in securities 2005-03-11 2006-07-21

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