Shum, Yuen Fai 沈遠輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-10-19 | 2014-01-08 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-10-19 | 2014-01-08 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-03-02 | 2017-04-02 |
| 4 | CHELSEA SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-04-07 | 2017-08-19 |
| 5 | China Harbour International Asset Management Limited | Rep | Advising on securities | 2020-12-21 | 2020-12-24 | Rep | Asset management | 2020-12-21 | 2020-12-24 | RO | Advising on securities | 2020-12-24 | 2023-08-31 | RO | Asset management | 2020-12-24 | 2023-08-31 |
| 6 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2015-03-02 | 2017-04-02 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-03-02 | 2017-04-02 |
| 8 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2014-01-22 | 2015-02-09 |
| 9 | Mason Securities Limited | Rep | Dealing in securities | 2014-01-22 | 2015-02-09 |
| 10 | Ming Yang Capital Limited | Rep | Advising on securities | 2023-11-03 | 2023-12-28 | Rep | Asset management | 2023-11-03 | 2023-12-28 | RO | Advising on securities | 2023-12-28 | RO | Asset management | 2023-12-28 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-04 | 2012-05-01 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-04 | 2012-05-01 |
| 13 | SANSTON FINANCIAL GROUP LIMITED | RO | Advising on securities | 2017-09-07 | 2019-12-15 | RO | Dealing in securities | 2017-09-07 | 2019-12-15 |
| 14 | Sanston Investment (HK) Limited | RO | Asset management | 2018-07-24 | 2019-12-15 |
| 15 | Victory Asset Management Limited | RO | Advising on securities | 2020-01-09 | 2020-11-30 | RO | Asset management | 2020-01-09 | 2020-11-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy