Suen, Hing Fai 孫慶輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-08-05 | |
| 2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2021-08-05 | |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2021-08-05 | |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2021-08-27 | |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2009-10-16 | 2011-06-30 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-11-27 | 2021-05-14 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-27 | 2021-05-14 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-07-15 | 2021-05-14 |
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