Tam, Wai Lam 譚偉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-08-15 | |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-06-06 | |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-06 | |
4 | Success Futures and Foreign Exchange Limited | Rep | Advising on futures contracts | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in futures contracts | 2005-08-16 |
5 | Success Securities Limited | Rep | Advising on corporate finance | 2004-03-16 | Rep | Advising on securities | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in securities | 2005-08-16 |
6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-08-18 | 2008-06-02 |
7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-08-18 | 2008-06-02 |
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