Tam, Chester Ying Ho 譚英豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-10-28 | 2012-12-01 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-28 | 2012-12-01 |
| 3 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-04-07 | |
| 4 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-04-07 | |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2020-04-07 | |
| 6 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2004-06-08 | Rep | Advising on securities | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in securities | 2008-10-23 |
| 7 | VC FUTURES LIMITED | Rep | Advising on futures contracts | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in futures contracts | 2008-10-23 |
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