Wong, Kin Ning (SFC:APW465) 黃健寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2014-04-11 | 2021-11-04 | Rep | Dealing in securities | 2014-04-11 | 2021-11-04 | Rep | Advising on futures contracts | 2017-02-16 | 2021-11-04 | RO | Advising on futures contracts | 2021-11-04 | RO | Dealing in futures contracts | 2021-11-04 | RO | Dealing in securities | 2021-11-04 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-25 | 2014-04-05 | Rep | Advising on futures contracts | 2008-08-14 | 2014-04-05 | Rep | Leveraged foreign exchange trading | 2013-03-28 | 2014-04-05 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-25 | 2014-04-05 |
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