Wong, Lam Kin 王霖堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-12-19 | 2009-09-01 | Rep | Leveraged foreign exchange trading | 2009-04-06 | 2009-09-01 | Rep | Dealing in futures contracts | 2009-09-18 | 2011-10-01 | Rep | Leveraged foreign exchange trading | 2009-09-18 | 2011-10-01 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-19 | 2009-09-01 | Rep | Advising on securities | 2009-02-06 | 2009-09-01 | Rep | Advising on securities | 2009-09-18 | 2011-10-01 | Rep | Dealing in securities | 2009-09-18 | 2011-10-01 |
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