Wong, Ngai Shing 王毅承
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2021-12-22 | Rep | Dealing in securities | 2021-12-22 |
| 2 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-08-24 | 2010-08-27 |
| 3 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2008-08-07 | 2010-08-27 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2010-09-06 | 2012-01-01 | Rep | Dealing in futures contracts | 2010-09-28 | 2012-01-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-06 | 2012-01-01 | Rep | Advising on securities | 2011-08-10 | 2012-01-01 |
| 6 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Advising on securities | 2005-09-26 | 2006-04-21 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-06-25 | 2008-05-16 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-06-25 | 2008-05-16 |
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