Wong, Siu Kwan (SFC:ABE359) 王紹崑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in futures contracts | 2010-03-05 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2010-03-05 | |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Automated trading services | 2004-01-14 | Rep | Dealing in securities | 2010-03-05 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-03-23 | Rep | Leveraged foreign exchange trading | 2010-03-23 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-23 |
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