Wong, Carlos Wai Ki 黃偉麒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Dealing in securities 2012-10-11 2013-03-01
2 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-10-11 2013-03-01
3 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2011-02-02 2012-09-29
4 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2011-02-02 2012-09-29

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