Woo, Patrick Kai Wah 胡啟華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-12-05 | 2018-04-06 |
2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2011-10-17 | 2015-02-07 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-03 | 2015-02-07 | Rep | Leveraged foreign exchange trading | 2009-01-07 | 2015-02-07 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-03 | 2015-02-07 | Rep | Advising on securities | 2008-07-08 | 2015-02-07 |
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